Derek Smith is Senior Compliance Officer and brings more than 20 years of industry experience, with 15 years focused on compliance. He is dedicated to developing effective compliance programs that balance regulatory requirements with business goals. He previously served as Deputy Chief Compliance Officer at Motley Fool Wealth Management and held Compliance Manager roles at Segall Bryant & Hamill and Denver Investments.
Derek obtained his bachelor’s degree in finance from Regis University. He holds the Investment Adviser Certified Compliance Professional (IACCP®) designation, along with FINRA Series 7, 24 and 63 licenses.
Davidson Investment Advisors
1550 Market St. Suite 300
Denver, CO 80202